Customer Stories

Customer Stories

Case Study

Enabling Scalable, Secure Investment Management for a UK-Based FCA-Regulated Firm

Enabling Scalable, Secure Investment Management for a UK-Based FCA-Regulated Firm

Enabling Scalable, Secure Investment Management for a UK-Based FCA-Regulated Firm

A leading investment management company in the United Kingdom, regulated by the Financial Conduct Authority (FCA), sought to modernize its tech infrastructure to support real-time analytics, scale operations, and meet stringent regulatory requirements.

A leading investment management company in the United Kingdom, regulated by the Financial Conduct Authority (FCA), sought to modernize its tech infrastructure to support real-time analytics, scale operations, and meet stringent regulatory requirements.

The company needed to transition from a monolithic system to a scalable microservices-based architecture that could support high-frequency operations and real-time market analytics. Key priorities included regulatory compliance across jurisdictions, secure user authentication, data encryption, and optimizing computing power to handle fluctuating trading volumes.

The Josh Edge

Bringing together our expertise in financial system modernization, secure data handling, and scalable architecture, we delivered a tailored solution for enterprise-grade investment operations. Here’s what we implemented:

Microservices-Based Architecture: Containerized and modularized the system using Docker to support scalability, flexibility, and parallel processing.

UI Modernization: Migrated the platform from Angular 8–9 to Angular 14, improving responsiveness, performance, and overall user experience.

Real-Time Analytics & Risk Controls: Processed and visualized live market data while embedding real-time risk assessment logic within trade workflows.

Secure Access Controls: Enabled multi-factor authentication using WhatsApp, email, and SMS via Meta API, and implemented device-based restrictions for sensitive financial operations.

Automated Operations & Monitoring: Introduced automated file management with FTP integration and backend monitoring with Airflow, along with a suite of tools for fund reporting, risk reports, and search across millions of transaction records.

Deliver Real Value

Improved Decision-Making – Empowered teams with real-time market insights and interactive dashboards for smarter financial operations.

Enhanced Risk Management – Reduced exposure through proactive assessments and multi-layered access security.

Scalable Architecture – Enabled smooth performance and concurrent processing across expanding data and user demands.

Streamlined Operations – Delivered an intuitive platform for managing users, assets, trades, and compliance reporting with ease.

Technology

Technology

Technology

Python | GenAI | Angular 14 | MS-SQL | .NET | Kafka | InfluxDB | Airflow

Python | GenAI | Angular 14 | MS-SQL | .NET | Kafka | InfluxDB | Airflow

Data Analytics & Intelligence

Pipelines & Ingestion

Fintech